Congratulations! Your Agricultural Land Easement (ALE) has closed, now your property is permanently protected from future development. Your farmland protection partner is now the easement holder and your contact for stewardship and monitoring and will work with you to uphold the terms of the easement. Below is a description of the annual monitoring, procedures for resolving violations, and enforcement. In addition, guidance is provided for allowed activities and their approval requirements and requesting changes to the ALE deed.
Know About Annual Monitoring
Per the ALE deed terms (or the deed terms under the Farm and Ranch Lands Protection Program, the predecessor program to ACEP-ALE), your farmland protection partner is required to monitor the easement every year to ensure the provisions of the conservation easement deed are being met. They submit an annual monitoring report to NRCS. Easement monitoring may be conducted during an onsite visit or remotely by interviewing you and using remote sensing. Onsite monitoring provides a more complete picture of what is happening on a protected property. The method of monitoring is at the discretion of your farmland protection partner. Monitoring is not required in the fiscal year the easement closed because the farmland protection partner completed an onsite review to establish the baseline easement condition. NRCS staff enters information from the annual monitoring report into NRCS easement business tools—internal systems and databases used to facilitate and track easement condition and administration. NRCS will document any noncompliance or needed action items reported by your farmland protection partner and follow-up in accordance with applicable program policy.
When monitoring the easement, your farmland protection partner generally will:
- Review Documentation. The staff responsible for monitoring will become familiar with the site conditions and conservation easement deed requirements. This will help them detect changes to the property and identify potential issues. They will review the conservation easement deed and exhibits, baseline document report, legal description, previous monitoring reports, applicable conservation plans, any easement violation reports or violation remediation plans (if applicable), and any other relevant documents.
- Verify Ownership. The monitor will confirm or update ownership information to support ongoing stewardship. They can verify ownership during an onsite visit by asking you about any changes. Additionally, ownership can be determined through direct communication by phone, email, mail, or by searching public records, such as the local tax assessor’s website or land records office. NRCS may independently verify ownership using similar methods.
- Compare Current Conditions to Baseline Document Report and Document Changes. The monitor will note new activities, changes in land use, new structures, or clearing activity. If such changes are restricted by the conservation easement deed, further investigations will be required. The monitor will compare current property conditions to the conditions in the baseline report. The monitor will review the most recent, high-resolution aerial imagery of the property. Some conditions may only be observed onsite. If there is a conservation plan, highly erodible land plan or ALE plan, the monitor should ensure any required activities or practices are being conducted in accordance with the plan and make observations of any updates needed to address activities and changes.
Your parcel’s monitoring report will specifically address the following items:
- Whether the terms and conditions of the conservation easement deed are being met (e.g., unauthorized subdivisions, new or expanded structures, utilities, encroachments, dumping, or other unauthorized uses);
- Whether there are changes in the amount or location of impervious surfaces (your farmland protection partner may need to include an updated impervious surface calculation and map);
- Whether there is evidence of a spill or release of hazardous substances, petroleum products, or other potential environmental hazards within or next to the easement; and
Whether required components of a conservation plan, highly erodible land plan, ALE plan and/or management plan are being followed.
The monitor will document significant changes and any potential or confirmed unauthorized uses in the annual monitoring report. Potential violations are unconfirmed issues that need additional investigation through an onsite visit or review by your farmland protection partner’s counsel or leadership. Although unconfirmed, these will also be documented and reported to NRCS.
NRCS Monitoring
NRCS is responsible for monitoring 1) highly erodible land compliance conservation plans and 2) Farm and Ranch Lands Protection Program easements enrolled between 2006 and 2008. If NRCS discovers a potential violation of the highly erodible land plan, or if your farmland protection partner contacts them about a potential violation of the highly erodible land plan, NRCS will coordinate directly with you, the landowner, to resolve the issue and keep you updated. Your farmland protection partner may invite state NRCS staff to participate in the onsite monitoring visits, especially if there are questions about highly erodible land compliance.
NRCS staff at multiple levels of the agency may also conduct quality assurance reviews of closed easements. These reviews may include verifying ownership, reviewing records, and aerial imagery. NRCS staff is also responsible for reviewing conservation practices you agreed to implement under the terms of other federal conservation programs, including the Environmental Quality Incentives Program (EQIP).
Recognize Enforcement Procedures
Your farmland protection partner is primarily responsible for enforcing the terms and conditions of the conservation easement deed. In addition to their organization or agency’s policies and processes for resolving violations, NRCS has established minimum requirements for addressing confirmed violations.
NRCS defines ACEP-ALE and Farm and Ranch Lands Protection Program easement violations as cases in which:
- The land is converted or developed to nonagricultural uses that are not consistent with the purposes and provisions of the conservation easement deed or, for grassland enrollments, the land is converted or developed to non-grassland uses that are not consistent with the deed.
- Damage or destruction occurs to the resources identified for protection in the conservation easement deed, including, but not limited to, highly erodible land, prime farmland, grasslands of special environmental significance, or historical or archaeological resources.
- Any terms and conditions of the conservation easement deed are not met.
- Any required elements of an ALE plan are violated, including, but not limited to, the highly erodible land conservation plan.
Procedures for Resolving Violations
If you or your farmland protection partner identify a violation, it is the partner’s responsibility to notify involved parties including the violator (if different), other easement co-holders, and NRCS. Your farmland protection partner ensures the violation is resolved in a timely manner. If NRCS identifies a violation or potential violation first, the NRCS State Conservationist will provide written notice to your farmland protection partner.
Any correction or agreement made to resolve a violation must comply with the conservation easement deed. Before proceeding with a correction or resolution, your farmland protection partner may consult with NRCS if they are unclear whether the proposed resolution would conflict with the conservation easement deed. Your farmland protection partner will document the onsite conditions that are out of compliance, the steps to correct the violation, and proof of resolution, and share this documentation with NRCS. If your farmland protection partner fails to act to enforce or if the resolution conflicts with the conservation easement deed, then NRCS can exercise the United States’ right to enforce.
Procedures for Highly Erodible Land Violations
NRCS will provide official notification of the highly erodible land conservation plan violation to your farmland protection partner only after you, the landowner, have exhausted all appeal rights. NRCS is responsible for enforcement of highly erodible land plans in accordance with the procedures outlined in Title 180 National Food Security Act Manual.
Understand the U.S. Rights of Inspection and Enforcement
NRCS may exercise the right of inspection if your parcel’s annual monitoring report is insufficient, not provided annually, or if NRCS has a reasonable belief or evidence of an unaddressed violation.
NRCS will coordinate onsite inspections with you and your farmland protection partner including providing advance notice and a reasonable opportunity to participate in the inspection. However, if NRCS believes action is necessary to prevent, terminate, or mitigate a potential or unaddressed violation, they will enter the property and notify you and your farmland protection partner as soon as possible.
NRCS may exercise the United States’ rights to enforce the terms of the conservation easement deed if your farmland protection partner fails to enforce them, if you do not correct a violation, or if a violation resolution would conflict with the terms of the deed. In the event the right of enforcement is exercised:
- NRCS must provide written notice to your farmland protection partner within a 180-day period to cure unless it determines the conservation values are imminently threatened. If your farmland protection partner fails to resolve the violation within that timeframe, NRCS takes the action specified under the notice.
- NRCS will provide you and your farmland protection partner advance notice and a chance to participate in an inspection if they are exercising their right of entry unless the agency deems immediate access is necessary to prevent or stop harm to the resources protected by the ACEP-ALE or FRPP easement. In that event, the agency will provide notice to you and your farmland protection partner at the earliest opportunity.
- The United States may recover administrative and legal costs associated with enforcement from you and your farmland protection partner and recover remediation expenses, such as the cost of materials, from you. NRCS, however, will work with your farmland protection partner to resolve violations. In general, cost recovery is pursued only as a last resort.
- Legal action may include civil action to prevent further easement violations and to collect damages; debt collection to collect expenses incurred in enforcement; and other remedies depending upon the nature of the violation. In rare circumstances, the United States may pursue criminal prosecution of the person who violates the easement or federal law or regulations.
Learn About Allowed Actions and Approval Requirements
Agricultural activities consistent with the purposes of the conservation easement deed are allowed by right and do not require prior approval. These include agricultural production activities (e.g., conservation tillage, cover crops, conservation crop rotation); the maintenance of existing roads with same materials and same width; constructing fences necessary to support a grazing operation; or forest management (in accordance with a plan if applicable). Other activities require prior approval by your farmland protection partner or by your farmland protection partner and NRCS to protect agricultural resources and conserve grasslands. NRCS approval is necessary when a request will result in a change to the conservation easement deed (including attachments and exhibits), and as otherwise specified in the deed.
Be sure to review your conservation easement deed for specific requirements, restrictions, and approvals needed before starting any activity that could be deemed a violation of the deed terms. The required deed language for ACEP-ALE and its predecessor programs have changed over time and your farmland protection partner may have included additional restrictions or approval requirements. Lastly, keep in mind that proposed activities are still subject to state and local laws.
Listed below are selected ACEP-ALE Minimum Deed Terms (2018 Farm Bill) with approval requirements for each:
- Subdivision. To subdivide a parcel, subdivision must have been explicitly allowed in the conservation easement deed and permitted subdivisions must be approved by your farmland protection partner and NRCS. You may have elected to have NRCS preapprove the maximum number of separate parcels and divisions, the locations of the division lines, legal access, and impervious surface allocations during the drafting of the conservation easement deed. If there are no deviations from this preapproval, you will only need to notify your farmland protection partner and NRCS prior to dividing the parcel. If subdivision is allowed but not preapproved, the boundaries of any proposed division, access, utilities, and the impervious surface limit allocation between the proposed parcels must be approved by your farmland protection partner and NRCS. NRCS will consider the median size of agricultural operations in the county using information from the National Agricultural Statistics Service (NASS) when reviewing requests for subdivisions. If your conservation easement deed does not include a subdivision allowance, then any subdivision would be a violation of the deed terms and your farmland protection partner would take action to legally reunite the parcels.
- Industrial or Commercial Activities. Commercial enterprises related to agriculture or forestry that are agreed to in the conservation easement deed may be allowed. Examples may be the sale of excess power generated in the operation of renewable energy structures approved by your farmland protection partner for on-farm use, or temporary or seasonal outdoor activities or events that do not harm the purpose of the easement. While these activities may be allowed by right in the conservation easement deed, your farmland protection partner may create approval processes, subject to ACEP-ALE restrictions, for determining whether a proposed activity is considered “related to agriculture or forestry.”
- Construction and Building Envelopes. If the conservation easement deed allows for the construction of new structures and improvements, your farmland protection partner may approve projects within existing building envelopes that meet impervious surface limits and all other deed restrictions (e.g., limits on the size of residential structures, if applicable). Agricultural improvements and utilities to serve approved buildings or structures, like structures for on-farm energy production, may be located outside of a building envelope with prior written approval from your farmland protection partner. Structures for off-farm energy production are prohibited.
Roads may be constructed, widened, or improved with your farmland protection partner’s prior approval if they are necessary to carry out the agricultural operation but are always subject to impervious surface caps. Roads for other purposes cannot be authorized. For easements that protect Grasslands of Special Environmental Significance (GSS), new roads cannot negatively impact the habitat, species, or sensitive natural resources identified for protection in the baseline report.
Construction proposals that will result in “fixing” the location of a floating building envelope or adjusting the boundaries or locations of approved building envelopes will require your farmland protection partner approval and NRCS approval if they are allowed in the conservation easement deed. During review, NRCS will seek to minimize the impacts on prime farmland and locate building envelopes near existing roads, structures, and other approved building envelopes. NRCS will not permit the size of the building envelope to be expanded nor to allow a greater number of building envelopes than what was originally allowed in the conservation easement deed even if they total the same acreage as originally allowed.
- Easements for Utilities and Roads. If the conservation easement deed allows granting or modifying easements for utilities and roads, there must be no adverse impact on the purpose of the easement and your farmland protection partner and NRCS must approve these in writing.
- Surface Alteration. If the conservation easement deed allows for surface alteration, a small number of activities are allowed with your farmland protection partner’s prior approval when consistent with the deed. These might include dam construction, erosion and sediment control, and soil disturbance from construction consistent with the purpose of the easement. Other activities that will disturb the soil surface or alter the topography, surface or subsurface water systems, or wetlands are prohibited.
- Surface and Subsurface Mineral Exploration and Extraction. Limited surface mining to support agricultural operations (e.g., the extraction of sand, gravel, or shale) can be authorized in the conservation easement deed. If allowed areas and activities are not identified in a deed exhibit, you will need prior approval from your farmland protection partner before you begin taking materials. In addition, if your deed allows for subsurface mineral extraction, such activities must be approved by your farmland protection partner and NRCS per instructions described in the conservation easement deed.
- Crop Cultivation on Grassland Enrollments. Grassland enrollments that are not grasslands of special environmental significance may allow crop cultivation on up to 10% of the easement area that is identified in an exhibit to the conservation easement deed as a Designated Crop Cultivation Area. Your farmland protection partner may approve future agricultural uses in these areas and approve other locations where crop cultivation is allowed within the 10% limit.
- ALE Plan and Highly Erodible Land Plan. If the agricultural use or ownership of the property changes, the ALE Plan, highly erodible land plan, and any other management plans referenced in the conservation easement deed may be revised and approved. NRCS is responsible for updating and approving highly erodible land plans. Depending on the ALE plan, you may need NRCS approval to make changes.
When actions or activities require your farmland protection partner’s approval, decisions should be in writing. The documentation should also include justification and any contingencies or other guidelines necessary to implement the approval. Undertaking an activity that requires farmland protection partner or NRCS approval without first receiving their approval is a violation of your deed terms. If you are unsure, check with your farmland protection partner first.
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Be Aware of Requirements to Changing the Deed
Administration actions are post-closing changes to your conservation easement deed. There are two categories: (1) title corrections and legal adjustments; and (2) subordinations, modifications, exchanges, and terminations. Both require consent from you and your farmland protection partner and NRCS approval. You may also consult with an attorney representing your interests.
Title Corrections and NRCS-Approved Legal Adjustments
With NRCS approval, the conservation easement deed can be amended to make minor title corrections using a streamlined review process. These corrections may include typographical errors, minor changes in legal descriptions as a result of survey or mapping errors, and address changes. If an NRCS State Conservationist, in consultation with the USDA Office of the General Counsel, determines that a minor title correction or legal adjustment is appropriate they will submit supporting documentation to the Easement Programs Division (EPD) Director who can approve or deny the title corrections or legal adjustment.
Legal adjustments to the conservation easement deed or its exhibits may result from the approval of:
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- Internal changes on a conservation easement deed that will have a neutral or a positive benefit to the easement, such as subdivisions described with specificity in the deed; fixing floating building envelope locations; changing the location of a building envelope
- Relocation of easement legal access
- Acceptance of overlay easements to enhance easement protections
- Additional interests or protections, such as the unification of legal estates or adding acres to an existing conservation easement deed
If your farmland protection partner approves of the proposed activity, they provide an analysis of how the request satisfies the conservation easement deed, documentation of their approval process, and any other supporting documentation to your state NRCS for their review. The analysis and documentation needed to support a request depends on the individual property on a case-by-case basis.
The NRCS State Conservationist can either deny the request or recommend approval to the NRCS EPD Director. The EPD Director will review the recommendation and the submitted supporting materials and make a final decision to approve or deny the proposed title correction or legal adjustment. Your farmland protection partner will share the NRCS decision with you along with justification and next steps as applicable. After approval, the conservation easement deed amendment and any exhibits that were authorized can be recorded in the local land records.
Subordination, Modification, Exchange, and Termination
Subordinations, modifications, exchanges, and terminations are more significant changes to a conservation easement. For these types of administration actions, proposed changes must be unavoidable, have a public benefit, and, with the exception of terminations, must not result in a net loss of enrolled acreage and equal or greater conservation functions and values. Administration actions cannot be used to cure a violation of the conservation easement deed. These actions are discretionary, voluntary real estate transactions between the United States, you, and other parties with an interest in the easement. Specific criteria and requirements are described in NRCS policy and provided on the ACEP-ALE for Entities page. They may be initiated by NRCS, you, an easement holder, or a third-party project proponent—such a private corporation, state or federal agency or a neighbor. You and your farmland protection partner must both consent in writing to the proposal before NRCS can consider the request.
Eminent Domain
A third party, such as an energy pipeline company or state highway agency, may have the authority to exercise eminent domain to obtain ownership of a property. The exercise of eminent domain could terminate both your interest and your farmland protection partner’s interest in the part of the property that is condemned. The United States’ interest, however, would not be affected because property rights held by the United States generally are not subject to taking by eminent domain. The third party would become the landowner for the condemned portion of the property and could consent to the administration action. This is extremely rare. In most cases, NRCS will work with you, the easement holder, and the project proponent to negotiate a resolution that upholds the purposes of the easement and avoids condemnation.
Agency Review
When making an administration action request for NRCS review, the project proponent pays for all expenses, including analysis and legal and title costs. Analysis usually includes an environmental evaluation, legal survey(s), a Uniform Standard of Professional Appraisal Practice (USPAP) before and after appraisal, and any due diligence including title reviews. Once a request is submitted, the NRCS State Conservationist can either deny the request or recommend approval to the NRCS EPD Director. The EPD Director will review the recommendation and submitted materials and make a final decision to approve or deny the proposed administration action. Subject matter experts within the agency may be consulted for input on these recommendations. A final decision by NRCS is not subject to appeal.
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